Jonathan Katz

Results: 377



#Item
231Institutional investors / Insurance / Life insurance / Economics / Annuity / Risk purchasing group / Insurance in the United States / Financial institutions / Investment / Financial economics

3f February 3,2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W.

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Language: English - Date: 2004-02-20 08:54:07
232Financial services / Net capital rule / Financial system / Financial markets / Fixed income market / Broker-dealer / Securities Investor Protection Corporation / Investment / U.S. Securities and Exchange Commission / Financial economics / United States housing bubble / Finance

L.D.B. Consulting, Inc. Post Office Box 512 Valparaiso, Indiana[removed][removed]January 22,2004 Jonathan G. Katz, Secretary,

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Language: English - Date: 2004-02-20 08:22:23
233Financial regulation / United States securities law / United States Securities and Exchange Commission / Financial services / Hedge fund / Regulation D / Accredited investor / Investment Company Act / North American Securities Administrators Association / Financial economics / Investment / Finance

December 4,2003 Jonathan G. Katz, Secretary U S . Securities and Exchange Commission 450 Fifth Street NW Washington DC[removed]Re:

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Language: English - Date: 2003-12-09 10:10:56
234United States securities law / Securities / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Prospectus / Securities Act / SEC filing / Initial public offering / Financial economics / Stock market / Finance

January 31, 2005 Via E-mail – [removed] Mr. Jonathan G. Katz, Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Stop 6-9,

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Language: English - Date: 2005-02-01 12:30:35
235Corporate finance / Stock market / Private equity / Financial markets / Venture capital / Initial public offering / Secondary market / Stock exchange / National Venture Capital Association / Financial economics / Investment / Finance

February 16, 2005 VIA Email Jonathan G. Katz Secretary U.S. Securities and Exchange Commission

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Language: English - Date: 2005-02-18 15:29:13
236Finance / Law / Auditing / Corporate governance / United States corporate law / Form 10-K / Securities and Exchange Commission Form 10-Q / Regulation S-K / Securities Exchange Act / SEC filings / United States securities law / Financial economics

November 1, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, NE.

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Language: English - Date: 2005-11-02 14:58:21
237Institutional investors / Collective investment schemes / Mutual fund fees and expenses / Investment management / Mutual fund / Financial adviser / Financial economics / Investment / Financial services

March 24,2004 Jonathan G. Katz, Secretary U.S. Security and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]

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Language: English - Date: 2004-04-16 15:44:26
238United States corporate law / United States securities law / Public administration / Sarbanes–Oxley Act / Finance / U.S. Securities and Exchange Commission / Public company / Business / Auditing / Corporate governance

October 31, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed]

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Language: English - Date: 2005-10-31 14:39:01
239Institutional investors / Collective investment schemes / Janus / Liminal deity / Mutual fund / Financial economics / Investment / Financial services

OFFICE OF THE SECRETARY January 26,2004 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street NW

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Language: English - Date: 2004-02-20 09:00:29
240

28 DEC[removed]TO: JONATHAN G. KATZ

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- Date: 2004-02-23 14:11:47
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